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Exempt market dealer
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311	IN THE MATTER OF THE SECURITIES ACT, S.N.W.T. 2008, c. 10, AS AMENDED - and Exemption from Section 14.5 of National Instrument[removed]Registration Requirements and Exemptions Add to Reading List Source URL: www.justice.gov.nt.ca Language: English - Date: 2013-09-18 17:03:15 Financial economics Investment Finance Securities Act Financial regulation Exempt market dealer Non-reporting issuer United States securities law United States Securities and Exchange Commission 73rd United States Congress
312	March 8, 2013 John Stevenson Secretary Ontario Securities Commission 20 Queen Street West 19th Floor, Box 55 Add to Reading List Source URL: faircanada.ca Language: English - Date: 2013-12-18 18:13:38 Financial services Funds Collective investment schemes Exempt market securities Exempt market dealer Investor Ontario Securities Commission Crowd funding Mutual fund Financial economics Investment Finance
313	Advocis 390 Queens Quay West, Suite 209 Toronto, ON M5V 3A2 T[removed][removed] Add to Reading List Source URL: www.advocis.ca Language: English - Date: 2012-03-01 14:17:50 Securities Financial services Institutional investors Exempt market dealer Prospectus Financial adviser Hedge fund Mutual fund Canadian securities regulation Financial economics Investment Finance
314	January 25, 2013 The Secretary Ontario Securities Commission 20 Queen Street West 19th Floor, Box 55 Toronto, ON M5H 3S8 Add to Reading List Source URL: faircanada.ca Language: English - Date: 2013-12-18 18:12:57 Finance Investment Ombudsman for Banking Services and Investments Canadian securities regulation Ombudsman Consumer protection Government Economy of Canada Exempt market dealer Law Dispute resolution Legal professions
315	April 30, 2012 Marsha Manolescu Director, Capital Markets Policy Alberta Finance and Enterprise 522 Terrace Building[removed]Street Add to Reading List Source URL: faircanada.ca Language: English - Date: 2013-12-18 18:11:16 Investment Money United States securities law Financial regulation Financial adviser Canadian securities regulation Exempt market dealer Securities Commission Registered representative Finance Business Financial economics
316	June 18, 2014 The Secretary Ontario Securities Commission 20 Queen Street West 22nd Floor Toronto, Ontario M5H 3S8 Add to Reading List Source URL: faircanada.ca Language: English - Date: 2014-06-26 16:31:28 Economics Securities Stock market Crowd funding Canadian securities regulation Exempt market dealer Ontario Securities Commission Investor education Accredited investor Financial economics Investment Finance
317	June 3, 2013 The Secretary Ontario Securities Commission 20 Queen Street West 19th Floor, Box 55 Toronto, ON M5H 3S8 Add to Reading List Source URL: faircanada.ca Language: English - Date: 2013-12-18 18:13:13 Financial services Collective investment schemes Ontario Securities Commission Canadian securities regulation Non-reporting issuer U.S. Securities and Exchange Commission Exempt market dealer International Organization of Securities Commissions Research In Motion Financial economics Investment Finance
318	Securities Act S.N.W.T. 2008, c. 10 Document Type: Implementing Rule Add to Reading List Source URL: www.justice.gov.nt.ca Language: English - Date: 2013-09-18 17:02:28 Canadian securities regulation Securities Act Constitutional amendment Financial regulation Financial economics Law Exempt market dealer United States Securities and Exchange Commission United States securities law Canadian law
319	March 19, 2013 Autorité des marchés financiers 800, square Victoria, 22e étage C.P. 246, tour de la Bourse Montréal, QB H4Z 1G3 Sent via e-mail to: [removed] Add to Reading List Source URL: faircanada.ca Language: English - Date: 2013-12-18 18:12:19 Investment Securities Stock market Exempt market dealer Ontario Securities Commission Crowd funding Prospectus Investor Non-reporting issuer Finance Financial economics Business
320	February 29, 2012 British Columbia Securities Commission Alberta Securities Commission Saskatchewan Financial Services Commission Manitoba Securities Commission Add to Reading List Source URL: faircanada.ca Language: English - Date: 2013-12-18 18:11:09 Financial services Institutional investors United States Securities and Exchange Commission Exempt market dealer Securities Act Non-reporting issuer Canadian securities regulation Accredited investor Mutual fund Financial economics Investment Finance

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